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Whaley Nathan S.'s Form 4 filing

Origin Materials, Inc. (ORGN) · filed Jan 31, 2023

Accession no.
0001209191-23-005723
Filed
Jan 31, 2023, 4:52 PM ET
Trade date
Jan 27-30, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $300.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Whaley Nathan S.CIK 0001863936Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 27, 2023Common StockMOption exerciseAcquired+437$0.14+$61.18120,437Direct
Jan 27, 2023Common StockSSaleDisposed−437$6.00−$2,622120,000Direct
Jan 30, 2023Common StockMOption exerciseAcquired+49,563$0.14+$6,938.82169,563Direct
Jan 30, 2023Common StockSSaleDisposed−49,563$6.01−$297,645.64120,000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 27, 2023Common StockMOption exerciseDisposed−437$0.00$0478,682Direct
Jan 30, 2023Common StockMOption exerciseDisposed−49,563$0.00$0429,119Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)