Graft Aaron P's Form 4 filing
Triumph Financial, Inc. (TFIN) · filed Jan 31, 2023
- Accession no.
- 0001209191-23-005719
- Filed
- Jan 31, 2023
- Trade date
- Dec 23, 2022-Jan 30, 2023
- Filing delay
- 39 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.84M. It was filed 39 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Graft Aaron PCIK 0001621666 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2022 | Common Stock | GGiftDisposed | −2,950 | $0.00 | $0 | 245,157 | Direct | |
| Dec 27, 2022 | Common Stock | GGiftDisposed | −175 | $0.00 | $0 | 244,982 | Direct | |
| Jan 30, 2023 | Common Stock | SSaleDisposed | −34,000 | $54.00F2 | −$1,836,000 | 210,982 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.