Sparks C Todd's Form 4 filing
Triumph Financial, Inc. (TFIN) · filed Jan 31, 2023
- Accession no.
- 0001209191-23-005716
- Filed
- Jan 31, 2023
- Trade date
- Jan 30, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $523.3K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sparks C ToddCIK 0001621665 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2023 | Common Stock | PPurchaseAcquired | +3,890 | $55.00 | +$213,950 | 43,234 | Direct | |
| Jan 30, 2023 | Common Stock | PPurchaseAcquired | +1,610 | $55.00 | +$88,550 | 14,910 | Indirect | |
| Jan 30, 2023 | Common Stock | PPurchaseAcquired | +4,000 | $55.20 | +$220,800 | 4,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.