Skip to main content

Guenthner Robert's Form 4 filing

Oak Street Health, Inc. (OSH) · filed Jan 27, 2023

Accession no.
0001209191-23-005342
Filed
Jan 27, 2023
Trade date
Jan 26, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $234.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Guenthner RobertCIK 0001793328Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 26, 2023Common Stock, $0.001 par valueSSaleDisposed−5,800$28.12F2−$163,096463,069Direct
Jan 26, 2023Common Stock, $0.001 par valueSSaleDisposed−2,450$28.93F3−$70,878.5460,619Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.580 to $28.575, inclusive. The Reporting Person undertakes to provide to Oak Street Health, Inc., any security holder of Oak Street Health, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote (2).

Referenced by the price of 1 transaction in Table I.

F3

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.590 to $29.080, inclusive. The Reporting Person undertakes to provide to Oak Street Health, Inc., any security holder of Oak Street Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote (2).

Referenced by the price of 1 transaction in Table I.

Remarks

Two transactions by the Reporting Person were inadvertently reported on a Form 5 filed on January 13, 2023. Because they were timely reported, the transactions should have been reported on a Form 4, although the Form 5 information regarding the January 12, 2023 transactions was correct in all respects.

Read the full filing on SEC EDGAR (opens in a new tab)