Baker Richard W.'s Form 4/A amendment
AmendedGuaranty Bancshares Inc (GNTY) · filed Jan 25, 2023
- Accession no.
- 0001209191-23-004825
- Filed
- Jan 25, 2023
- Trade date
- May 9-10, 2022
- Filing delay
- 261 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 11, 2022
This filing lists 2 non-derivative transactions. Open-market purchases total $10.4K. It was filed 261 days after the trade.
This amendment replaces 0001209191-22-028344 (filed May 11, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baker Richard W.CIK 0001704214 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 9, 2022 | Common Stock | PPurchaseAcquired | +300 | $34.48 | +$10,344 | 544,800 | Direct | |
| May 10, 2022 | Common Stock | PPurchaseAcquired | +1 | $34.50 | +$34.5 | 544,801 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
These purchases were made pursuant to a 10b5-1 plan, which contemplates the purchase of up to 100,000 shares of the Issuer's common stock from May 5, 2022 through May 5, 2023, under certain specified conditions.
Remarks
This amended Form 4 (the "Amended Form 4") is being filed to correct an inadvertent error in the original Form 4 filed on May 11, 2022 (the "Original Form 4"). Under Explanation of Responses #1 in the Original Form 4, the Original Form 4 incorrectly reported that Mr. Baker's 10b5-1 plan contemplated the purchase of "1,000,000" shares, when it should have read "100,000." All reports filed between May 11, 2022 and January 20, 2023 (inclusive) that included the erroneous amount are amended hereby to reflect that the purchase of 100,000 shares was contemplated by the 10b5-1 plan. The purchase of all shares contemplated by the 10b5-1 plan is now complete.