Foulkes Anne M.'s Form 4 filing
PPG Industries IncPPG · filed Jan 25, 2023
- Accession no.
- 0001209191-23-004791
- Filed
- Jan 25, 2023
- Trade date
- Jan 24, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $2.79M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Foulkes Anne M.CIK 0001748676 | Officer (Sr. VP and General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2023 | Common Stock | MOption exerciseAcquired | +3,300 | $118.12 | +$389,796 | 13,877 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseAcquired | +5,050 | $95.00 | +$479,750 | 18,927 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseAcquired | +2,850 | $101.50 | +$289,275 | 21,777 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseAcquired | +3,150 | $116.32 | +$366,408 | 24,927 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseAcquired | +7,407 | $109.74 | +$812,844.18 | 32,334 | Direct | |
| Jan 24, 2023 | Common Stock | SSaleDisposed | −21,557 | $128.32F1 | −$2,766,194.24 | 10,777 | Direct | |
| Jan 24, 2023 | Common Stock | SSaleDisposed | −200 | $128.70F2 | −$25,740 | 10,577 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2023 | Common Stock | MOption exerciseDisposed | −3,300 | $0.00 | $0 | 0 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseDisposed | −5,050 | $0.00 | $0 | 0 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseDisposed | −2,850 | $0.00 | $0 | 0 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseDisposed | −3,150 | $0.00 | $0 | 0 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseDisposed | −7,407 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $127.6900 to $128.6700 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
This represents the weighted average aggregate price paid for the shares. The shares were sold in multiple transactions at prices ranging from $128.6900 to $128.7050 per share, inclusive. The reporting person will provide, upon request of the SEC staff, PPG or a shareholder of PPG, complete information regarding the number of shares sold at each price within the range.
Referenced by the price of 1 transaction in Table I.