Akram Raja's Form 4 filing
Morgan Stanley (MS) · filed Jan 20, 2023
- Accession no.
- 0001209191-23-004270
- Filed
- Jan 20, 2023
- Trade date
- Jan 18, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $494.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Akram RajaCIK 0001721897 | Officer (Deputy Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2023 | Common Stock | AGrant or awardAcquired | +23,044.25 | $0.00 | $0 | 133,598.11 | Direct | |
| Jan 18, 2023 | Common Stock | FTax withholdingDisposed | −9,940 | $97.08 | −$964,975.2 | 123,658.11 | Direct | |
| Jan 18, 2023 | Common Stock | SSaleDisposed | −5,100 | $97.00 | −$494,700 | 118,558.11 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.