Baker Richard W.'s Form 4 filing
Guaranty Bancshares Inc (GNTY) · filed Jan 20, 2023
- Accession no.
- 0001209191-23-004207
- Filed
- Jan 20, 2023
- Trade date
- Jan 18-20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $401.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baker Richard W.CIK 0001704214 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2023 | Common Stock | PPurchaseAcquired | +4,611 | $34.49 | +$159,033.39 | 637,482 | Direct | |
| Jan 19, 2023 | Common Stock | PPurchaseAcquired | +6,587 | $34.49 | +$227,185.63 | 644,069 | Direct | |
| Jan 20, 2023 | Common Stock | PPurchaseAcquired | +431 | $34.49 | +$14,865.19 | 644,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
These purchases were made pursuant to a 10b5-1 plan, which contemplates the purchase of up to 1,000,000 shares of the Issuer's common stock from May 5, 2022 through May 5, 2023, under specified conditions. This plan is now complete.