Shook David's Form 4 filing
Nkarta, Inc. (NKTX) · filed Jan 18, 2023
- Accession no.
- 0001209191-23-003855
- Filed
- Jan 18, 2023
- Trade date
- Jan 13-17, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $960.75. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shook DavidCIK 0001959742 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2023 | Common Stock | AGrant or awardAcquired | +37,500 | $0.00 | $0 | 60,477 | Direct | |
| Jan 17, 2023 | Common Stock | SSaleDisposed | −175 | $5.49 | −$960.75 | 60,302 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2023 | Common Stock | AGrant or awardAcquired | +75,000 | $0.00 | $0 | 75,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.