Hunn Laurence Neil's Form 4 filing
Roper Technologies IncROP · filed Jan 12, 2023
- Accession no.
- 0001209191-23-003121
- Filed
- Jan 12, 2023
- Trade date
- Jan 10, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.22M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hunn Laurence NeilCIK 0001415809 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2023 | Common Stock | MOption exerciseAcquired | +5,000 | $115.22 | +$576,100 | 117,048 | Direct | |
| Jan 10, 2023 | Common Stock | SSaleDisposed | −1,894 | $444.48F2 | −$841,845.12 | 115,154 | Direct | |
| Jan 10, 2023 | Common Stock | SSaleDisposed | −1,634 | $443.57F3 | −$724,793.38 | 113,520 | Direct | |
| Jan 10, 2023 | Common Stock | SSaleDisposed | −1,122 | $442.76F4 | −$496,776.72 | 112,398 | Direct | |
| Jan 10, 2023 | Common Stock | SSaleDisposed | −188 | $441.71F5 | −$83,041.48 | 112,210 | Direct | |
| Jan 10, 2023 | Common Stock | SSaleDisposed | −162 | $440.55 | −$71,369.1 | 112,048 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2023 | Common Stock | MOption exerciseDisposed | −5,000 | $115.22 | −$576,100 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $444.05 to $445.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $443.14 to $444.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $442.21 to $442.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $441.25 to $441.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.