Watkins Frank T's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Jan 10, 2023
- Accession no.
- 0001209191-23-002896
- Filed
- Jan 10, 2023
- Trade date
- Jan 9, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.04M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Watkins Frank TCIK 0001305831 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $2.20 | +$22,000 | 13,796 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −2,355 | $202.38 | −$476,604.9 | 11,441 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −4,450 | $203.26 | −$904,507 | 6,991 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −2,070 | $204.39 | −$423,087.3 | 4,921 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −525 | $205.38 | −$107,824.5 | 4,396 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −100 | $206.06 | −$20,606 | 4,296 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −500 | $209.33 | −$104,665 | 3,796 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 10,491 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.