Baker Richard W.'s Form 4/A amendment
AmendedGuaranty Bancshares Inc (GNTY) · filed Jan 10, 2023
- Accession no.
- 0001209191-23-002841
- Filed
- Jan 10, 2023
- Trade date
- Nov 3, 2022
- Filing delay
- 68 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 4, 2022
This filing lists 1 non-derivative transaction. Open-market purchases total $65.4K. It was filed 68 days after the trade.
This amendment replaces 0001209191-22-055838 (filed Nov 4, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baker Richard W.CIK 0001704214 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Common Stock | PPurchaseAcquired | +1,897 | $34.50 | +$65,446.5 | 578,689 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.
Remarks
Amended form 4 to clarify that these purchases were made pursuant to a 10b5-1 plan, which contemplates the purchase of up to 1,000,000 shares of the Issuer's common stock from May 5, 2022 through May 5, 2023, under specified conditions.