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Fowden Jeremy S G's Form 4 filing

Primo Water Corp (PRMW) · filed Jan 10, 2023

Accession no.
0001209191-23-002815
Filed
Jan 10, 2023
Trade date
Jan 6-9, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.52M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fowden Jeremy S GCIK 0001287961Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 6, 2023Common SharesMOption exerciseAcquired+3,760$14.68+$55,196.81,272,530Direct
Jan 6, 2023Common SharesSSaleDisposed−3,760$16.00F2−$60,1601,268,770Direct
Jan 9, 2023Common SharesMOption exerciseAcquired+90,463$14.68+$1,327,996.841,359,233Direct
Jan 9, 2023Common SharesSSaleDisposed−90,463$16.12F3−$1,458,263.561,268,770Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 6, 2023Common SharesMOption exerciseDisposed−3,760$0.00$0138,093Direct
Jan 9, 2023Common SharesMOption exerciseDisposed−90,463$0.00$047,630Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price in column 4 reflects the weighted average price of 3,760 common shares sold in multiple transactions on January 6, 2023 with sale prices ranging from $15.99 to $16.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

F3

The price in column 4 reflects the weighted average price of 90,463 common shares sold in multiple transactions on January 9, 2023 with sale prices ranging from $15.99 to $16.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)