Sherman Jeffrey W's Form 4 filing
Horizon Therapeutics Public Ltd Co (HZNP) · filed Jan 6, 2023
- Accession no.
- 0001209191-23-002439
- Filed
- Jan 6, 2023
- Trade date
- Jan 4-6, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 8 derivative transactions. Open-market sales total $587.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sherman Jeffrey WCIK 0001230482 | Officer (EVP and Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 5, 2023 | Ordinary Shares | MOption exerciseAcquired | +51,132 | – | – | 65,562 | Direct | |
| Jan 5, 2023 | Ordinary Shares | FTax withholdingDisposed | −22,655 | $113.24 | −$2,565,452.2 | 42,907 | Direct | |
| Jan 6, 2023 | Ordinary Shares | SSaleDisposed | −5,187 | $113.29 | −$587,635.23 | 49,314 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2023 | Ordinary Shares | AGrant or awardAcquired | +18,397 | $0.00 | $0 | 18,397 | Direct | |
| Jan 5, 2023 | Ordinary Shares | MOption exerciseDisposed | −12,095 | $0.00 | $0 | 0 | Direct | |
| Jan 5, 2023 | Ordinary Shares | MOption exerciseDisposed | −9,314 | $0.00 | $0 | 9,314 | Direct | |
| Jan 5, 2023 | Ordinary Shares | MOption exerciseDisposed | −6,348 | $0.00 | $0 | 12,696 | Direct | |
| Jan 5, 2023 | Ordinary Shares | MOption exerciseDisposed | −7,257 | $0.00 | $0 | 0 | Direct | |
| Jan 5, 2023 | Ordinary Shares | MOption exerciseDisposed | −1,966 | $0.00 | $0 | 0 | Direct | |
| Jan 5, 2023 | Ordinary Shares | MOption exerciseDisposed | −4,834 | $0.00 | $0 | 0 | Direct | |
| Jan 5, 2023 | Ordinary Shares | MOption exerciseDisposed | −9,318 | $0.00 | $0 | 4,654 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.