Doerfler Douglas's Form 4 filing
Maxcyte, Inc. (MXCT) · filed Jan 5, 2023
- Accession no.
- 0001209191-23-001995
- Filed
- Jan 5, 2023, 5:39 PM ET
- Trade date
- Jan 3-5, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $152.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Doerfler DouglasCIK 0001874482 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2023 | Common Stock | MOption exerciseAcquired | +10,613 | $0.04 | +$424.52 | 343,810 | Direct | |
| Jan 3, 2023 | Common Stock | SSaleDisposed | −10,613 | $5.13 | −$54,444.69 | 333,197 | Direct | |
| Jan 4, 2023 | Common Stock | MOption exerciseAcquired | +9,153 | $0.04 | +$366.12 | 342,350 | Direct | |
| Jan 4, 2023 | Common Stock | SSaleDisposed | −9,153 | $5.07 | −$46,405.71 | 333,197 | Direct | |
| Jan 5, 2023 | Common Stock | MOption exerciseAcquired | +10,234 | $0.04 | +$409.36 | 343,431 | Direct | |
| Jan 5, 2023 | Common Stock | SSaleDisposed | −10,234 | $5.04 | −$51,579.36 | 333,197 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2023 | Common Stock | MOption exerciseDisposed | −10,613 | $0.00 | $0 | 434,467 | Direct | |
| Jan 4, 2023 | Common Stock | MOption exerciseDisposed | −9,153 | $0.00 | $0 | 425,314 | Direct | |
| Jan 5, 2023 | Common Stock | MOption exerciseDisposed | −10,234 | $0.00 | $0 | 415,080 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.