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Nadji Hessam's Form 4 filing

Marcus & Millichap, Inc. (MMI) · filed Jan 3, 2023

Accession no.
0001209191-23-000363
Filed
Jan 3, 2023
Trade date
Dec 29, 2022-Jan 3, 2023
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $330.8K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nadji HessamCIK 0001588276Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 29, 2022Common StockSSaleDisposed−4,009$35.08F2−$140,635.72162,561Direct
Jan 3, 2023Common StockSSaleDisposed−5,428$35.03F3−$190,142.84157,133Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The range of prices for the shares of Common Stock is from $35.00 to $35.20. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The range of prices for the shares of Common Stock is from $35.00 to $35.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)