Adcock Mary Ellen's Form 4 filing
Kroger Co (KR) · filed Dec 21, 2022
- Accession no.
- 0001209191-22-062306
- Filed
- Dec 21, 2022
- Trade date
- Dec 20, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.90M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adcock Mary EllenCIK 0001676766 | Officer (Senior Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2022 | Common Stock | MOption exerciseAcquired | +6,500 | $38.33 | +$249,145 | 142,111 | Direct | |
| Dec 20, 2022 | Common Stock | MOption exerciseAcquired | +36,500 | $37.48 | +$1,368,020 | 178,611 | Direct | |
| Dec 20, 2022 | Common Stock | SSaleDisposed | −43,000 | $44.27 | −$1,903,610 | 135,611 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2022 | Common Stock | MOption exerciseDisposed | −6,500 | $0.00 | $0 | 0 | Direct | |
| Dec 20, 2022 | Common Stock | MOption exerciseDisposed | −36,500 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.