Wampler Christopher D.'s Form 4 filing
Ducommun IncDCO · filed Dec 15, 2022
- Accession no.
- 0001209191-22-061490
- Filed
- Dec 15, 2022
- Trade date
- Dec 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $44.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wampler Christopher D.CIK 0001668624 | Officer (VP, CFO, Controller, Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $28.67 | +$114,680 | 25,899 | Direct | |
| Dec 13, 2022 | Common Stock | FTax withholdingDisposed | −3,129 | $50.47 | −$157,920.63 | 22,770 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −900 | $49.77F1 | −$44,793 | 21,870 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $49.58 to $49.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder, full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.