Harshman Patrick's Form 4 filing
Harmonic Inc. (HLIT) · filed Dec 15, 2022
- Accession no.
- 0001209191-22-061378
- Filed
- Dec 15, 2022
- Trade date
- Dec 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.14M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harshman PatrickCIK 0001216448 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +109,292 | $3.14 | +$343,176.88 | 543,870 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −69,090 | $13.35 | −$922,351.5 | 474,780 | Direct | |
| Dec 14, 2022 | Common Stock | MOption exerciseAcquired | +24,041 | $3.14 | +$75,488.74 | 498,821 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −15,179 | $14.19 | −$215,390.01 | 483,642 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −109,292 | $3.14 | −$343,176.88 | 24,041 | Direct | |
| Dec 14, 2022 | Common Stock | MOption exerciseDisposed | −24,041 | $3.14 | −$75,488.74 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.