Heery Christopher's Form 4 filing
Arcellx, Inc. (ACLX) · filed Dec 14, 2022
- Accession no.
- 0001209191-22-061276
- Filed
- Dec 14, 2022
- Trade date
- Dec 13, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $375.4K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heery ChristopherCIK 0001789632 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $6.28 | +$31,400 | 5,000 | Direct | |
| Dec 13, 2022 | Common Stock | MOption exerciseAcquired | +7,500 | $15.00 | +$112,500 | 12,500 | Direct | |
| Dec 13, 2022 | Common Stock | SSaleDisposed | −12,500 | $30.03F2 | −$375,375 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 256,623 | Direct | |
| Dec 13, 2022 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 252,705 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 12,500 shares sold in the price range of $30.00 to $30.24 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.