Fogelsong Norman A's Form 4/A amendment
AmendedHonest Company, Inc. (HNST) · filed Dec 14, 2022
- Accession no.
- 0001209191-22-061175
- Filed
- Dec 14, 2022, 4:07 PM ET
- Trade date
- May 7, 2021
- Filing delay
- 586 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- May 11, 2021
This filing lists 1 non-derivative transaction. Open-market sales total $19.2M. It was filed 586 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fogelsong Norman ACIK 0001140932 | 10% Owner |
| Phelps Dennis BCIK 0001299965 | 10% Owner |
| Harrick Stephen JCIK 0001299975 | 10% Owner |
| Chaffee Todd CCIK 0001300134 | 10% Owner |
| Miller J SanfordCIK 0001359524 | 10% Owner |
| Institutional Venture Management XIII, LLCCIK 0001493921 | 10% Owner |
| Institutional Venture Partners XIII, L.P.CIK 0001493922 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 7, 2021 | Common Stock | SSaleDisposed | −1,200,000 | $16.00 | −$19,200,000 | 10,396,904 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to update the Form 4 filed originally with the U.S. Securities and Exchange Commission on May 11, 2021 to report the sale of shares by IVP XIII in the Issuer's initial public offering that occurred on May 7, 2021, but were inadvertently omitted from the original Form 4 filing due to administrative error.
- F2
The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.