Baker Richard W.'s Form 4 filing
Guaranty Bancshares Inc (GNTY) · filed Dec 13, 2022
- Accession no.
- 0001209191-22-060897
- Filed
- Dec 13, 2022
- Trade date
- Dec 9-12, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $120.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Baker Richard W.CIK 0001704214 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2022 | Common Stock | PPurchaseAcquired | +764 | $34.49 | +$26,350.36 | 604,943 | Direct | |
| Dec 12, 2022 | Common Stock | PPurchaseAcquired | +2,730 | $34.49 | +$94,157.7 | 607,673 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
These purchases were made pursuant to a 10b5-1 plan, which contemplates the purchase of up to 1,000,000 shares of the Issuer's common stock from May 5, 2022 through May 5, 2023, under specified conditions.