Whitmore R Janet's Form 4 filing
Solesence, Inc. (SLSN) · filed Dec 8, 2022
- Accession no.
- 0001209191-22-060428
- Filed
- Dec 8, 2022, 8:55 PM ET
- Trade date
- Dec 6-8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market purchases total $45.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whitmore R JanetCIK 0001173970 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $0.415 | +$4,150 | 1,499,055 | Direct | |
| Dec 6, 2022 | Common Stock | PPurchaseAcquired | +20,000 | $1.22 | +$24,400 | 1,519,055 | Direct | |
| Dec 6, 2022 | Common Stock | PPurchaseAcquired | +4,287 | $1.21 | +$5,187.27 | 1,523,342 | Direct | |
| Dec 8, 2022 | Common Stock | PPurchaseAcquired | +5,000 | $1.15 | +$5,750 | 1,528,342 | Direct | |
| Dec 8, 2022 | Common Stock | PPurchaseAcquired | +9,000 | $1.13 | +$10,170 | 1,537,342 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.415 | −$4,150 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.