Whitehurst Bradford D.'s Form 4 filing
Energy Transfer LP (ET) · filed Dec 8, 2022
- Accession no.
- 0001209191-22-060367
- Filed
- Dec 8, 2022
- Trade date
- Dec 5-7, 2022
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market purchases total $60.0K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whitehurst Bradford D.CIK 0001779172 | Officer (EVP (former CFO)) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Common Units | MOption exerciseAcquired | +38,378 | $0.00 | $0 | 1,094,366 | Direct | |
| Dec 5, 2022 | Common Units | FTax withholdingDisposed | −51,061 | $12.37 | −$631,624.57 | 1,043,305 | Direct | |
| Dec 6, 2022 | Common Units | PPurchaseAcquired | +5,000 | $12.00 | +$60,000 | 1,048,305 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 5, 2022 | Common Units | MOption exerciseDisposed | −38,378 | $0.00 | $0 | 0 | Direct | |
| Dec 6, 2022 | Common Units | SSaleDisposed | −1,000 | $0.00 | $0 | 0 | Direct | |
| Dec 7, 2022 | Common Units | SSaleDisposed | −1,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.