TREMBLAY Richard Joseph's Form 4 filing
Resolute Forest Products Inc. (RFP) · filed Dec 5, 2022
- Accession no.
- 0001209191-22-059908
- Filed
- Dec 5, 2022
- Trade date
- Dec 1-2, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $231.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| TREMBLAY Richard JosephCIK 0001599968 | Officer (SVP, operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2022 | Common Stock | FTax withholdingDisposed | −19,866 | $21.15F1 | −$420,165.9 | 198,070 | Direct | |
| Dec 1, 2022 | Common Stock | MOption exerciseAcquired | +1,266 | –F2 | – | 199,336 | Direct | |
| Dec 1, 2022 | Common Stock | DReturned to the companyDisposed | −1,266 | $21.15 | −$26,775.9 | 198,070 | Direct | |
| Dec 2, 2022 | Common Stock | SSaleDisposed | −10,930 | $21.16 | −$231,278.8 | 187,140 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2022 | Common Stock | MOption exerciseDisposed | −1,266 | –F2 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents units withheld in respect of taxes on the settlement of restricted stock units.
Referenced by the price of 1 transaction in Table I.
- F2
Represents Dividend Equivalent Units that settled in cash.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.