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Rose Geoffrey Beran's Form 4 filing

Pulmonx Corp (LUNG) · filed Dec 5, 2022

Accession no.
0001209191-22-059852
Filed
Dec 5, 2022
Trade date
Dec 1, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $6.26K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rose Geoffrey BeranCIK 0001804146Officer (Chief Commercial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 1, 2022Common StockSSaleDisposed−382$5.93−$2,265.26181,710Direct
Dec 1, 2022Common StockSSaleDisposed−673$5.93−$3,990.89181,037Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)