Novak Richard A's Form 4 filing

Federated Hermes, Inc. (FHI) · filed Nov 29, 2022

Accession no.: 0001209191-22-058935
Filed: Nov 29, 2022
Trade date: Nov 25-28, 2022
Filing delay: 4 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $719.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Novak Richard ACIK 0001352542	Officer (Principal Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Nov 25, 2022	Class B Common Stock	SSaleDisposed	−4,618	$37.65^F1	−$173,867.7	59,796	Direct
Nov 28, 2022	Class B Common Stock	SSaleDisposed	−14,557	$37.48^F2	−$545,596.36	45,239	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The price reported in Column 4 is a weighted average price. These shares were sold in 13 transactions at prices ranging from $37.61 to $37.73 inclusive. The reporting person undertakes to provide to Federated Hermes, Inc., any security holder of Federated Hermes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

The price reported in Column 4 is a weighted average price. These shares were sold in 43 transactions at prices ranging from $37.30 to $37.70 inclusive. The reporting person undertakes to provide to Federated Hermes, Inc., any security holder of Federated Hermes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Remarks

The Power of Attorney dated August 30, 2022, is incorporated herein by reference.

Read the full filing on SEC EDGAR (opens in a new tab)