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Nash Elisabeth G.'s Form 4 filing

Service Corp International (SCI) · filed Nov 28, 2022

Accession no.
0001209191-22-058845
Filed
Nov 28, 2022
Trade date
Nov 23-28, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.14M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nash Elisabeth G.CIK 0001300936Officer (Sr. V.P. Operations Services)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 23, 2022Common StockMOption exerciseAcquired+7,023$23.00+$161,529114,799Direct
Nov 23, 2022Common StockSSaleDisposed−7,023$71.40F1−$501,442.2107,776Direct
Nov 25, 2022Common StockMOption exerciseAcquired+36,551$23.00+$840,673144,327Direct
Nov 25, 2022Common StockSSaleDisposed−36,551$71.41F2−$2,610,106.91107,776Direct
Nov 28, 2022Common StockMOption exerciseAcquired+358$23.00+$8,234108,134Direct
Nov 28, 2022Common StockSSaleDisposed−358$71.45F3−$25,579.1107,776Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 23, 2022Common StockMOption exerciseAcquired+7,023$0.00$036,909Direct
Nov 25, 2022Common StockMOption exerciseAcquired+36,551$0.00$0358Direct
Nov 28, 2022Common StockMOption exerciseAcquired+358$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The shares were sold in multiple transactions at prices ranging from $71.2500 to $71.63 per share on November 23, 2022. The $71.3961 sale price reported above is the weighted average sale price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

The shares were sold in multiple transactions at prices ranging from $71.2500 to $71.5500 per share on November 25, 2022. The $71.4102 sale price reported above is the weighted average sale price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The shares were sold in multiple transactions at prices ranging from $71.2500 to $71.975 per share on November 28, 2022. The $71.4485 sale price reported above is the weighted average sale price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)