Waldron John E.'s Form 4 filing
Goldman Sachs Group IncGS · filed Nov 25, 2022
- Accession no.
- 0001209191-22-058769
- Filed
- Nov 25, 2022
- Trade date
- Nov 22-25, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $5.19M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waldron John E.CIK 0001754399 | Officer (President and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −1,564 | $383.14F1 | −$599,230.96 | 88,600 | Direct | |
| Nov 22, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −5,176 | $383.82F2 | −$1,986,652.32 | 83,424 | Direct | |
| Nov 23, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,370 | $387.10F3 | −$1,304,527 | 80,054 | Direct | |
| Nov 25, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,371 | $385.98F4 | −$1,301,138.58 | 76,683 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a weighted average sale price of $383.14 per share, at prices ranging from $382.51 to $383.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects a weighted average sale price of $383.82 per share, at prices ranging from $383.51 to $384.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $387.10 per share, at prices ranging from $386.74 to $387.45 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $385.98 per share, at prices ranging from $385.51 to $386.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.