Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Nov 23, 2022
- Accession no.
- 0001209191-22-058551
- Filed
- Nov 23, 2022, 7:10 AM ET
- Trade date
- Nov 22, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market purchases total $446.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2022 | Common Stock | PPurchaseAcquired | +34,247 | $1.48 | +$50,514.33 | 198,565,941 | Indirect | |
| Nov 22, 2022 | Common Stock | PPurchaseAcquired | +58,006 | $1.48 | +$85,848.88 | 198,623,947 | Indirect | |
| Nov 22, 2022 | Common Stock | PPurchaseAcquired | +1,200 | $1.48 | +$1,779 | 198,625,147 | Indirect | |
| Nov 22, 2022 | Common Stock | PPurchaseAcquired | +93,500 | $1.49 | +$138,847.5 | 198,718,647 | Indirect | |
| Nov 22, 2022 | Common Stock | PPurchaseAcquired | +11,551 | $1.49 | +$17,210.99 | 198,730,198 | Indirect | |
| Nov 22, 2022 | Common Stock | PPurchaseAcquired | +75,496 | $1.50 | +$113,244 | 198,805,694 | Indirect | |
| Nov 22, 2022 | Common Stock | PPurchaseAcquired | +6,345 | $1.51 | +$9,549.23 | 198,812,039 | Indirect | |
| Nov 22, 2022 | Common Stock | PPurchaseAcquired | +19,655 | $1.51 | +$29,679.05 | 198,831,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.