Koutsaftes George's Form 4 filing
Honeywell International IncHON · filed Nov 22, 2022
- Accession no.
- 0001209191-22-058514
- Filed
- Nov 22, 2022
- Trade date
- Jul 30-Nov 18, 2022
- Filing delay
- 115 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.16M. It was filed 115 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Koutsaftes GeorgeCIK 0001922342 | Officer (President and CEO, SPS) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2022 | Common Stock | MOption exerciseAcquired | +1,360 | –F1 | – | 11,344 | Direct | |
| Jul 30, 2022 | Common Stock | FTax withholdingDisposed | −697 | $191.00 | −$133,127 | 10,647 | Direct | |
| Nov 18, 2022 | Common Stock | MOption exerciseAcquired | +6,301 | $66.43F2 | +$418,575.43 | 16,948 | Direct | |
| Nov 18, 2022 | Common Stock | FTax withholdingDisposed | −4,185 | $214.17F3 | −$896,301.45 | 12,763 | Direct | |
| Nov 18, 2022 | Common Stock | SSaleDisposed | −5,420 | $214.17F3 | −$1,160,801.4 | 7,343 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2022 | Common Stock | MOption exerciseDisposed | −1,360 | $0.00 | $0 | 2,662 | Direct | |
| Nov 18, 2022 | Common Stock | MOption exerciseDisposed | −6,301 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Instrument converts to common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
- F2
All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $214.13 to $214.21, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.