Shaker Benjamin's Form 4 filing
agilon health, inc. (AGL) · filed Nov 18, 2022
- Accession no.
- 0001209191-22-057871
- Filed
- Nov 18, 2022
- Trade date
- Nov 16-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $664.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaker BenjaminCIK 0001855843 | Officer (Chief Markets Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2022 | Common Stock | MOption exerciseAcquired | +18,750 | $3.00 | +$56,250 | 44,375 | Direct | |
| Nov 16, 2022 | Common Stock | SSaleDisposed | −18,750 | $18.29 | −$342,937.5 | 25,625 | Direct | |
| Nov 17, 2022 | Common Stock | MOption exerciseAcquired | +18,750 | $3.00 | +$56,250 | 44,375 | Direct | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −18,750 | $17.17 | −$321,937.5 | 25,625 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 16, 2022 | Common Stock | MOption exerciseDisposed | −18,750 | $0.00 | $0 | 133,101 | Direct | |
| Nov 17, 2022 | Common Stock | MOption exerciseDisposed | −18,750 | $0.00 | $0 | 114,351 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.