McDonough Claire's Form 4 filing
Rivian Automotive, Inc. (RIVN) · filed Nov 17, 2022
- Accession no.
- 0001209191-22-057709
- Filed
- Nov 17, 2022
- Trade date
- Nov 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $608.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McDonough ClaireCIK 0001890925 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +12,500 | $21.72 | +$271,500 | 95,386 | Direct | |
| Nov 15, 2022 | Class A Common Stock | SSaleDisposed | −12,500 | $35.00 | −$437,500 | 82,886 | Direct | |
| Nov 15, 2022 | Class A Common Stock | SSaleDisposed | −1,735 | $34.38 | −$59,649.3 | 81,151 | Direct | |
| Nov 16, 2022 | Class A Common Stock | SSaleDisposed | −3,257 | $34.28 | −$111,649.96 | 77,894 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 737,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.