Cherukupalli Nagendra's Form 4/A amendment
AmendedFTC Solar, Inc. (FTCI) · filed Nov 17, 2022
- Accession no.
- 0001209191-22-057553
- Filed
- Nov 17, 2022
- Trade date
- Aug 22, 2022
- Filing delay
- 87 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 24, 2022
This filing lists 1 non-derivative transaction. Open-market sales total $11.6K. It was filed 87 days after the trade.
This amendment replaces 0000899243-22-029624 (filed Aug 24, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cherukupalli NagendraCIK 0001854569 | Officer (CHIEF TECHNOLOGY OFFICER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2022 | Common Stock | SSaleDisposed | −2,810 | $4.14F1 | −$11,633.4 | 1,954,563 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a weighted average sales price per share for these shares, which were sold in multiple transactions at prices ranging from $4.11 to $4.16. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The shares were sold in order to satisfy tax obligations payable upon the settlement of the restricted stock units previously granted to the Reporting Person in exchange for the Reporting Person's agreement with the Issuer to forego his cash bonus earned for the second quarter of 2022.
Referenced by the price of 1 transaction in Table I.
- F2
This Form 4/A amends the original Form 4 filed by the Reporting Person on August 24, 2022, to correct the number of securities reported as beneficially owned after the reported transaction.