Nelson Jonathan M's Form 4 filing
DoubleVerify Holdings, Inc. (DV) · filed Nov 17, 2022
- Accession no.
- 0001209191-22-057533
- Filed
- Nov 17, 2022, 4:15 PM ET
- Trade date
- Nov 15-17, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $300.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nelson Jonathan MCIK 0001035233 | 10% Owner |
| Dominguez Michael JCIK 0001320307 | 10% Owner |
| Phillips J. DavidCIK 0001476657 | 10% Owner |
| Providence Butternut Co-Investment L.P.CIK 0001831271 | 10% Owner |
| Providence VII U.S. Holdings L.P.CIK 0001854132 | 10% Owner |
| Tabet Karim ACIK 0001857194 | 10% Owner |
| Tisdale Andrew ACIK 0001857411 | 10% Owner |
| Providence Public Master L.P.CIK 0001857463 | 10% Owner |
| Providence Equity GP VII-A L.P.CIK 0001857469 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | SSaleDisposed | −9,268,742 | $26.13F1 | −$242,220,034.69 | 68,598,782 | Direct | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −59,738 | $26.13F5 | −$1,561,133.15 | 442,126 | Indirect | |
| Nov 15, 2022 | Common Stock | SSaleDisposed | −671,520 | $26.13F8 | −$17,548,832.16 | 0 | Indirect | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −1,490,394 | $26.13F10 | −$38,948,466.4 | 67,108,388 | Direct | |
| Nov 17, 2022 | Common Stock | SSaleDisposed | −9,606 | $26.13F11 | −$251,033.6 | 432,520 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The securities reported represent shares of common stock of DoubleVerify Holdings, Inc. (the "Issuer") sold by Providence VII U.S. Holdings L.P. ("Providence VII") in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.
Referenced by the price of 1 transaction in Table I.
- F5
The securities reported represent shares of common stock of the Issuer sold by Providence Butternut Co-Investment L.P. ("Providence Butternut") in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.
Referenced by the price of 1 transaction in Table I.
- F8
The securities reported represent shares of common stock of the Issuer sold by Providence Public Master L.P. in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share. As a result of the underwritten offering, Providence Public Master L.P. no longer holds any shares of the Issuer's common stock.
Referenced by the price of 1 transaction in Table I.
- F10
The securities reported represent shares of common stock of the Issuer sold by Providence VII, after the underwriter's exercise of their option to purchase an additional 1,490,394 shares of the Issuer's common stock from Providence VII, in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.
Referenced by the price of 1 transaction in Table I.
- F11
The securities reported represent shares of common stock of the Issuer sold by Providence Butternut, after the underwriter's exercise of their option to purchase an additional 9,606 shares of the Issuer's common stock from Providence Butternut, in an underwritten offering at a net price per share of $26.133. This amount represents the public offering price of $26.40 per share less the underwriting discount of $0.267 per share.
Referenced by the price of 1 transaction in Table I.