Harshman Patrick's Form 4 filing
Harmonic Inc. (HLIT) · filed Nov 17, 2022
- Accession no.
- 0001209191-22-057478
- Filed
- Nov 17, 2022
- Trade date
- Nov 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $81.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harshman PatrickCIK 0001216448 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | MOption exerciseAcquired | +31,791 | $0.00 | $0 | 459,964 | Direct | |
| Nov 15, 2022 | Common Stock | FTax withholdingDisposed | −16,737 | $13.66 | −$228,627.42 | 443,227 | Direct | |
| Nov 16, 2022 | Common Stock | SSaleDisposed | −6,040 | $13.41 | −$80,996.4 | 434,578 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −15,236 | $0.00 | $0 | 15,236 | Direct | |
| Nov 15, 2022 | Common Stock | MOption exerciseDisposed | −16,555 | $0.00 | $0 | 82,775 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.