Moelis Kenneth's Form 4 filing
Moelis & Co (MC) · filed Nov 16, 2022
- Accession no.
- 0001209191-22-057430
- Filed
- Nov 16, 2022
- Trade date
- Nov 14-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $8.96M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moelis KennethCIK 0001604686 | Director, Officer (Chairman, CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2022 | Class A Common Stock | SSaleDisposed | −50,000 | $45.98 | −$2,299,000 | 82,748 | Direct | |
| Nov 14, 2022 | Class A Common Stock | SSaleDisposed | −32,921 | $46.06 | −$1,516,341.26 | 49,827 | Direct | |
| Nov 15, 2022 | Class A Common Stock | SSaleDisposed | −100,000 | $46.74 | −$4,674,000 | 203,676 | Indirect | |
| Nov 16, 2022 | Class A Common Stock | SSaleDisposed | −10,253 | $45.55 | −$467,024.15 | 193,423 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.