Lee Brian J's Form 4 filing
Goldman Sachs Group Inc (GS) · filed Nov 16, 2022
- Accession no.
- 0001209191-22-057317
- Filed
- Nov 16, 2022
- Trade date
- Nov 14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $3.86M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lee Brian JCIK 0001698554 | Officer (Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −7,366 | $385.67F1 | −$2,840,845.22 | 16,290 | Direct | |
| Nov 14, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −2,634 | $386.33F2 | −$1,017,593.22 | 13,656 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects a weighted average sale price of $385.67 per share, at prices ranging from $385.15 to $386.13 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects a weighted average sale price of $386.33 per share, at prices ranging from $386.18 to $386.44 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.