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Portnoy David's Form 4 filing

Cryo Cell International Inc (CCEL) · filed Nov 15, 2022

Accession no.
0001209191-22-057065
Filed
Nov 15, 2022
Trade date
Nov 11-15, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 10 non-derivative transactions and 0 derivative transactions. Open-market purchases total $122.3K. Open-market sales total $170.3K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Portnoy DavidCIK 0001315416Director, Officer (Chairman, Co-CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 11, 2022Common StockSSaleDisposed−3,000$4.79−$14,370837,237Direct
Nov 11, 2022Common StockSSaleDisposed−3,495$4.77−$16,671.15833,742Direct
Nov 11, 2022Common StockSSaleDisposed−3,000$4.81−$14,430830,742Direct
Nov 14, 2022Common StockSSaleDisposed−10,000$4.80−$48,000820,742Direct
Nov 15, 2022Common StockSSaleDisposed−10,000$4.80−$48,000810,742Direct
Nov 15, 2022Common StockSSaleDisposed−6,000$4.81−$28,860804,742Direct
Nov 11, 2022Common StockPPurchaseAcquired+3,000$4.77+$14,310207,080Indirect
Nov 11, 2022Common StockPPurchaseAcquired+3,000$4.80+$14,400210,080Indirect
Nov 14, 2022Common StockPPurchaseAcquired+10,000$4.80+$48,000220,080Indirect
Nov 15, 2022Common StockPPurchaseAcquired+9,491$4.80+$45,556.8229,571Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)