Brentano Yijing's Form 4/A amendment
AmendedGentherm IncTHRM · filed Nov 15, 2022
- Accession no.
- 0001209191-22-056987
- Filed
- Nov 15, 2022
- Trade date
- Nov 10-11, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Nov 14, 2022
This filing lists 2 non-derivative transactions. Open-market sales total $437.7K. It was filed 5 days after the trade.
This amendment replaces 0001209191-22-056798 (filed Nov 14, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brentano YijingCIK 0001735972 | Officer (SVP, Strategy, Corp Dev & IR) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2022 | Common Stock | SSaleDisposed | −4,504 | $70.88 | −$319,243.52 | 12,137 | Direct | |
| Nov 11, 2022 | Common Stock | SSaleDisposed | −1,626 | $72.88 | −$118,502.88 | 10,511 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On November 14, 2022, the reporting person filed a Form 4 which inadvertently omitted an additional sale of shares on November 10, 2022 and overstated her holdings following the previously-reported transaction on November 11, 2022. This amendment is being filed to report such additional sale and to correct the reporting person's holdings following the previously-reported sale on November 11, 2022.
- F2
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2022.