Rutten Guillaume Marie Jean's Form 4 filing
Amkor Technology, Inc. (AMKR) · filed Nov 10, 2022
- Accession no.
- 0001209191-22-056417
- Filed
- Nov 10, 2022
- Trade date
- Nov 8, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.32M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rutten Guillaume Marie JeanCIK 0001596796 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $9.48 | +$94,800 | 240,000 | Direct | |
| Nov 8, 2022 | Common Stock | MOption exerciseAcquired | +20,000 | $14.17 | +$283,400 | 260,000 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −60,000 | $22.00 | −$1,320,000 | 200,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 40,625 | Direct | |
| Nov 8, 2022 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 162,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.