Stafford John S III's Form 4 filing
Aware Inc (AWRE) · filed Nov 10, 2022
- Accession no.
- 0001209191-22-056366
- Filed
- Nov 10, 2022
- Trade date
- Nov 9-10, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $486.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stafford John S IIICIK 0001218981 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2022 | Common Stock | PPurchaseAcquired | +223,877 | $1.63 | +$364,919.51 | 4,950,536 | Direct | |
| Nov 10, 2022 | Common Stock | PPurchaseAcquired | +71,308 | $1.70 | +$121,223.6 | 5,021,844 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.