Berding John B's Form 4 filing
American Financial Group Inc (AFG) · filed Nov 8, 2022
- Accession no.
- 0001209191-22-056106
- Filed
- Nov 8, 2022
- Trade date
- Nov 8, 2021-Nov 8, 2022
- Filing delay
- 365 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.23M. It was filed 365 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Berding John BCIK 0001196316 | Director, Officer (President of Subsidiary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2022 | Common Stock | MOption exerciseAcquired | +7,000 | $41.15 | +$288,050 | 48,828 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −7,000 | $145.52 | −$1,018,640 | 41,828 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −5,745 | $147.12 | −$845,204.4 | 36,083 | Direct | |
| Nov 7, 2022 | Common Stock | MOption exerciseAcquired | +12,000 | $41.15 | +$493,800 | 48,083 | Direct | |
| Nov 7, 2022 | Common Stock | SSaleDisposed | −12,000 | $147.38 | −$1,768,560 | 36,083 | Direct | |
| Nov 8, 2022 | Common Stock | MOption exerciseAcquired | +4,000 | $41.15 | +$164,600 | 40,083 | Direct | |
| Nov 8, 2022 | Common Stock | SSaleDisposed | −4,000 | $148.87 | −$595,480 | 36,083 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2022 | Common Stock | MOption exerciseDisposed | −7,000 | $0.00 | $0 | 21,417 | Direct | |
| Nov 7, 2022 | Common Stock | MOption exerciseDisposed | −12,000 | $0.00 | $0 | 9,417 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −4,000 | $0.00 | $0 | 5,417 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.