Ryan Thomas L's Form 4 filing
Service Corp International (SCI) · filed Nov 7, 2022
- Accession no.
- 0001209191-22-055925
- Filed
- Nov 7, 2022
- Trade date
- Nov 3-4, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $5.16M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ryan Thomas LCIK 0001243194 | Director, Officer (President, CEO & Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Common Stock | MOption exerciseAcquired | +10,300 | $23.00 | +$236,900 | 979,209 | Direct | |
| Nov 3, 2022 | Common Stock | SSaleDisposed | −10,300 | $68.03F1 | −$700,709 | 968,909 | Direct | |
| Nov 4, 2022 | Common Stock | MOption exerciseAcquired | +39,701 | $23.00 | +$913,123 | 1,008,610 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −39,701 | $68.74F2 | −$2,729,046.74 | 968,909 | Direct | |
| Nov 4, 2022 | Common Stock | MOption exerciseAcquired | +24,999 | $23.00 | +$574,977 | 993,908 | Direct | |
| Nov 4, 2022 | Common Stock | SSaleDisposed | −24,999 | $69.22F3 | −$1,730,430.78 | 968,909 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Common Stock | MOption exerciseAcquired | +10,300 | $0.00 | $0 | 64,700 | Direct | |
| Nov 4, 2022 | Common Stock | MOption exerciseAcquired | +39,701 | $0.00 | $0 | 24,999 | Direct | |
| Nov 4, 2022 | Common Stock | MOption exerciseAcquired | +24,999 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold in multiple transactions at prices ranging from $68.00 to $68.27 per share on November 03, 2022. The $68.0310 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold in multiple transactions at prices ranging from $68.00 to $68.99 per share on November 4, 2022. The $68.7413 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The shares were sold in multiple transactions at prices ranging from $69.00 to $69.62 per share on November 04, 2022. The $69.2184 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.