Whalen Chad Michael's Form 4 filing
F5, Inc. (FFIV) · filed Nov 3, 2022
- Accession no.
- 0001209191-22-055640
- Filed
- Nov 3, 2022
- Trade date
- Nov 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $351.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whalen Chad MichaelCIK 0001746640 | Officer (EVP, Worldwide Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | MOption exerciseAcquired | +2,332 | $0.00 | $0 | 21,198 | Direct | |
| Nov 1, 2022 | Common Stock | FTax withholdingDisposed | −4,245 | $0.00 | $0 | 16,953 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −1,400 | $140.54F2 | −$196,756 | 15,553 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −800 | $141.38F3 | −$113,104 | 14,753 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −150 | $142.74F4 | −$21,411 | 14,603 | Direct | |
| Nov 2, 2022 | Common Stock | SSaleDisposed | −143 | $144.37F5 | −$20,644.91 | 14,460 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −921 | $0.00 | $0 | 3,684 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −640 | $0.00 | $0 | 5,114 | Direct | |
| Nov 1, 2022 | Common Stock | MOption exerciseDisposed | −771 | $0.00 | $0 | 0 | Direct | |
| Nov 1, 2022 | Common Stock | AGrant or awardAcquired | +11,416 | $0.00 | $0 | 11,416 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $140.09 to $141.08. The reported price is the weighted average sale price. The reporting person undertakes to provide to the Company, any security holder of the Company, or Securities and Exchange Commission staff, upon request, complete information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $141.10 to $141.86. The reported price is the weighted average sale price. The reporting person undertakes to provide to the Company, any security holder of the Company, or Securities and Exchange Commission staff, upon request, complete information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $142.68 to $142.84. The reported price is the weighted average sale price. The reporting person undertakes to provide to the Company, any security holder of the Company, or Securities and Exchange Commission staff, upon request, complete information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $144.13 to $144.50. The reported price is the weighted average sale price. The reporting person undertakes to provide to the Company, any security holder of the Company, or Securities and Exchange Commission staff, upon request, complete information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.