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Niihara Yutaka's Form 4 filing

Emmaus Life Sciences, Inc. (EMMA) · filed Oct 31, 2022

Accession no.
0001209191-22-054902
Filed
Oct 31, 2022, 2:59 PM ET
Trade date
Oct 24-28, 2022
Filing delay
7 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 5 non-derivative transactions and 0 derivative transactions. Open-market purchases total $19.3K. It was filed 7 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Niihara YutakaCIK 0001517691Director, Officer (Chairman and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 24, 2022Common stock, $0.001 par valuePPurchaseAcquired+7,500$0.22+$1,65011,898,857Direct
Oct 25, 2022Common stock, $0.001 par valuePPurchaseAcquired+20,000$0.26+$5,20011,918,857Direct
Oct 26, 2022Common stock, $0.001 par valuePPurchaseAcquired+11,900$0.27+$3,21311,930,757Direct
Oct 27, 2022Common stock, $0.001 par valuePPurchaseAcquired+22,500$0.27+$6,07511,953,257Direct
Oct 28, 2022Common stock, $0.001 par valuePPurchaseAcquired+7,500$0.42+$3,15011,960,757Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)