Frost Phillip MD Et Al's Form 4 filing
Opko Health, Inc. (OPK) · filed Oct 28, 2022
- Accession no.
- 0001209191-22-054748
- Filed
- Oct 28, 2022, 6:49 AM ET
- Trade date
- Oct 27, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market purchases total $182.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Frost Phillip MD Et AlCIK 0000898860 | Director, Officer (CEO & Chairman), 10% Owner |
| Frost Gamma Investments TrustCIK 0001380896 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +600 | $1.80 | +$1,081.5 | 198,232,294 | Indirect | |
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +30,723 | $1.81 | +$55,455.02 | 198,263,017 | Indirect | |
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +190 | $1.81 | +$343.9 | 198,263,207 | Indirect | |
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +925 | $1.82 | +$1,678.88 | 198,264,132 | Indirect | |
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +200 | $1.82 | +$363.8 | 198,264,332 | Indirect | |
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +23,875 | $1.82 | +$43,452.5 | 198,288,207 | Indirect | |
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +3,600 | $1.83 | +$6,570 | 198,291,807 | Indirect | |
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +4,900 | $1.83 | +$8,962.1 | 198,296,707 | Indirect | |
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +20,600 | $1.83 | +$37,698 | 198,317,307 | Indirect | |
| Oct 27, 2022 | Common Stock | PPurchaseAcquired | +14,387 | $1.84 | +$26,400.15 | 198,331,694 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.