Zacharias Isaac's Form 4 filing
Shockwave Medical, Inc. (SWAV) · filed Oct 27, 2022
- Accession no.
- 0001209191-22-054746
- Filed
- Oct 27, 2022
- Trade date
- Oct 26, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.17M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zacharias IsaacCIK 0001768265 | Officer (President, CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 26, 2022 | Common Stock | MOption exerciseAcquired | +1,295 | $4.03 | +$5,218.85 | 74,316 | Direct | |
| Oct 26, 2022 | Common Stock | MOption exerciseAcquired | +2,705 | $6.71 | +$18,150.55 | 77,021 | Direct | |
| Oct 26, 2022 | Common Stock | SSaleDisposed | −4,000 | $292.44 | −$1,169,760 | 73,021 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 26, 2022 | Common Stock | MOption exerciseDisposed | −1,295 | $0.00 | $0 | 9,222 | Direct | |
| Oct 26, 2022 | Common Stock | MOption exerciseDisposed | −2,705 | $0.00 | $0 | 52,054 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.