Johnston Hugh F's Form 4 filing
PepsiCo Inc (PEP) · filed Oct 26, 2022
- Accession no.
- 0001209191-22-054659
- Filed
- Oct 26, 2022
- Trade date
- Oct 24, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.11M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Johnston Hugh FCIK 0001377489 | Officer (Vice Chairman, EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 24, 2022 | PepsiCo, Inc. Common Stock | SSaleDisposed | −5,692 | $175.35 | −$998,092.2 | 150,753 | Direct | |
| Oct 24, 2022 | PepsiCo, Inc. Common Stock | SSaleDisposed | −17,702 | $175.87F1 | −$3,113,250.74 | 128,332 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 24, 2022 | PepsiCo, Inc. Common Stock | AGrant or awardAcquired | +249.98 | –F5 | – | 19,943.48 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares with respect to this transaction were sold at prices ranging from $175.7200 to $176.0700. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
This amount relates to dividends credited to the reporting person's phantom stock account on various dates between April 2, 2022 and October 24, 2022 pursuant to the EID, at a price of $163.26 to $166.66.
Referenced by the price of 1 transaction in Table II.