Klein Rosemary L's Form 4 filing
Arch Resources, Inc.ARCH · filed Oct 17, 2022
- Accession no.
- 0001209191-22-053751
- Filed
- Oct 17, 2022
- Trade date
- Oct 13, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.08K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Rosemary LCIK 0001310202 | Officer (Sr. VP, General Counsel & Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2022 | Common Stock | MOption exerciseAcquired | +379 | –F1 | – | 6,649 | Direct | |
| Oct 13, 2022 | Common Stock | FTax withholdingDisposed | −170 | $137.82 | −$23,429.4 | 6,479 | Direct | |
| Oct 13, 2022 | Common Stock | SSaleDisposed | −30 | $136.00 | −$4,080 | 6,449 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 13, 2022 | Class A Common Stock | MOption exerciseDisposed | −379 | $0.00 | $0 | 378 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 1 transaction in Table I.